Office immediately in case an oversea branch office was sanctioned or given an order to act or omit to act, by foreign capital market regulator or foreign authority of the country where such branch office
examined by the SEC Office. (4) report to the SEC Office immediately in case an oversea branch office was sanctioned or given an order to act or omit to act, by foreign capital market regulator or foreign
unit (e.g. NAV or NAV+front-end fee) 1.5 Financial statement 1.6 Fund manager and major unit holders of the CIS (if applicable) 1.7 Auditor 1.8 Procedures for offering of the CIS units (B) Prospectus CIS
NAV และ sub-manager นั้นตองอยูในประเทศซึ่งอยูใน Appendix A ของ IOSCO MMOU และ sub-manager ตองมีคุณสมบัติตามเกณฑกลางอาเซียนและไดรับการยอมรับ จาก home regulator (5) การตรวจระบบของ CIS operator เป
established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
) MISS ANYAWEE DISAYACHAROENRAT Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000151913 MR. TARA KANJANAKULTOMRONG Manager of
Date (Newest) Date (Oldest) MISS ANYAWEE DISAYACHAROENRAT Manager of Digital Asset Business Operator http://market.sec.or.th/public/orap/PersonProfile01.aspx?lang=en&personrunid=0000151913 MR. TARA