viewed under ?Investor Alert List? banner.  The SEC Help Center also welcomes public assistance and report on suspicious scams or unlicensed activities to help us pursue further investigation. The Center

suspicious unlicensed activities, please report the SEC at 1207 for further investigation,? Vasant added.  Information contained in this news release is as of the aforementioned release date. For those who

submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A

. Adjustment on SET?s trading systemSET has adjusted the parameter of circuit breaker for mai Index to prevent the repetition of the incident. 3. Investigation on irregular trading after market halt Halted at

Following an inspection report from ttb Bank and the SEC’s further investigation, it was found that during the years 2015 – 2024 Sareerat acted in a manner that implied dishonesty and committed

According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that 14 individuals had engaged in THE trading orders in a manner consistent with

has arranged an efficient disclosure system to ensure that the material information on REIT has been disclosed correctly and completely, and REIT manager has supervised the compliance with such

ยอมรับในอุตสาหกรรม ทำหน้าที่ตรวจสอบความมั่นคงปลอดภัยของระบบ และพิสูจน์พยานหลักฐานทางดิจิทัล (digital forensic investigation) โดยไม่ชักช้า (ข) จัดส่งรายงานที่จัดทำโดยผู้เช่ียวชาญตาม (ก) ต่อสำนักงาน ก.ล.ต

personal data The SEC Office receives your personal data from: Information on relationships between different groups of persons from cases under investigation: The SET Group, securities companies, and

real estate investment trusts; 2. Appraisers; 3. Consideration of complaints, inspection, investigation, enquiries, administrative acts, and any act under supervision of the SEC Office in compliance with