information about investment of a fund. Clause 4 A person who may be appointed by an investment management company as a fund manager shall meet the following requirements: (1) not being a director, executive
3 years during a 5-year period prior to application submission, please specify details of the company where the applicant has performed duty as an audit supervisor or a person who reviews audit
investment units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause
units, established and managed by a management company. “Fund supervisor” means the fund supervisor of a closed-end fund. “Office” means the Office of the Securities and Exchange Commission. Clause 2. In
ความเห็นชอบรอบปัจจุบัน 21/01/2564 - 20/01/2569) รายชื่อผู้ควบคุมการปฏิบัติงานที่ได้รับความเห็นชอบจากสำนักงานคณะกรรมการ ก.ล.ต. ณ วันที {{currentTime}} List of Supervisor approved by Office of the SEC As
Rules on Appointment of a Third Party as a Service Provider on Behalf of an Intermediary or as a Marketing Agent of a Derivatives Fund Manager
Notification concerning financial advisor approval and scope of performance which specifies that financial advisor supervisor must be responsible and perform duties with prudence and care in compliance with laws
Mr. Panya Pitchdumrong Mr. Panya Pitchdumrong, a supervisor appointed by AIRA Securities Public Company Limited to act as the preparer of the offer document of Agripure Holdings Public Company