shall have the duties as instructed by the AMLO, including: (1) set out a risk assessment policy or any guidance for the prevention of the financing of terrorism; (2) freeze the assets of the designated
period was instead set as the period for acceptance of his re-application for approval as capital market personnel, effective as from October 9, 2014.
of suspension period was instead set as the period for acceptance of his re-application for approval as capital market personnel, effective as from October 27, 2014. For {B}'s case, the SEC suspended
Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, revoked the approval as securities investment consultant of {A} and set the period to accept her re
Exchange (SGX), who is of view that volatility closing price on such particular day was due to market?s low liquidity. SGX also investigated on the incident and decided to set additional measure where market
รวม รวมทั้งกำหนดตัวชี้วัดผลการดำเนินงาน ("Benchmark")สำหรับกองทุนแต่ละประเภทโดยกรณีที่เป็นกองทุนรวมที่ลงทุนในตราสารทุนในประเทศให้ใช้ price index เช่น SET Index และ SET50 Index เป็น benchmark เพื่อเปรียบ
;นอกจากนี้ ถ้าลูกหนี้มีหนี้ที่จะเรียกร้องจากผู้โอนได้ด้วย ก็ใช้วิธีการหักกลบลบหนี้แทนการชำระหนี้ตามตั๋วก็ได้ (ผู้รับโอนมี set-off risk) แต่ถ้าผู้ออกตั๋วยินยอมด้วยกับการโอน
of operations of Castle Peak Holdings Limited (CPH) and its subsidiaries in Q2/2017 compared to the results for Q2/2016 are classified by business as follows: Q2/2017 Q2/2016 Net Gain (loss) Net Gain
results of operations of Castle Peak Holdings Limited (CPH) and its subsidiaries in Q3/2017 compared to the results for Q3/2016 are classified by business as follows: Q3/2017 Q3/2016 Net Gain (loss) Net
Securities and Exchange Commission OrYor. 7/2545 Re: Guidelines for the Consideration of the Business Operation which is Classified as Securities Business in the Category of Securities Underwriting 02