not have control in either PP1 or PP3. Moreover, the Company records the value of PP1 and PP3 as the investment in the Company’s Consolidated Financial Statements. Therefore, the Company calculates the
such information on a need-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of
-to-know basis and prevents unlawful use of such information; (2) a system for management and storage of data, documents or relevant evidence, for example, efficient records of conversations while
keeps records of lending of money to a client for purchasing securities and lending of securities to a client for making a short sale; 4“initial margin rate” means a minimum rate of money to be paid or
ปรึกษา และสอบทานด้านการปฏิบัติตามกฎหมายและหลักเกณฑ์ด้าน IT ที่เกี่ยวข้อง คน Category 4 - Tracked records on IT incidents and cyber threats ข้อมูลช่วงวันที่ 1 ตุลาคม 2564 - 30 กันยายน 2565 10 จำนวนเหตุการณ์
) the past records of similar cases, such as being a first-time act or repetitious or continued act; (7) the intention of the person committing the act, whether it is intentional or due to gross
Amending Securities Holder Records Attachment 5 Form of Securities Transfer Form E Form TSD-403 Securities Transfer to/from Issuer Account with Participant Attachment 6 Confirmation Letter on the Source of
, for example, efficient records of conversations while providing advice and accepting trading orders which prevents eliminating, adding, editing or changing of the content of the conversations, etc.; (3
management and storage of data, documents or relevant evidence, for example, efficient records of conversations while providing advice and accepting trading orders which prevents eliminating, adding, editing