of securities or derivatives trading in order to deliver such request to head office or other [full] branch offices for considering; (2) rendering information prepared in prospectus or other
Notification of the SEC Office, orders and circular letters issued under or prescribing guidelines or being remain in full force by virtue of the Notification of the Capital Market Supervisory Board No. TorKhor
___________________ Clause 18 Any Notification of the SEC Office, orders and circular letters issued under or prescribing guidelines or being remain in full force by virtue of the Notification of the Capital Market
relating to trading of bills that are securities which are endorsed with the right of recourse by a financial institution, or avaled the drawer or the issuer in full amount, or accepted to maturity until 15
in full amount, or accepted to maturity until 15 September 2006. To clarify the provision under the first paragraph (3) “Financial Institution” means: (a) Commercial banks, branches of foreign bank
investments on the basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient
basis of integrity and prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information
prudence, exercise their knowledge and expertise as professional to ensure the full protection of investors’ interest, as well as provide proper and sufficient information disclosure to investors. It is thus