regard, the annual fee is calculated based on the shareholders’ equity presented in the financial statements for the latest accounting year that have been submitted to the SEC. In case of a listed company
prohibited except in the form of deposit with commercial bank(s). In this regard, digital asset business operators and the clients may agree on an interest rate not exceeding the actual rate the business
specific amount. She also executed transactions of mutual fund unit subscription, but not until she had transferred the subscription money to her own account first. In this regard, Sunisa submitted a
The meeting discussed significant and challenging issues such as harmful, but legal conduct. In this regard, the SEC Secretary-General shared her view on the importance of information disclosure
compete and be prepared for future changes.In this regard, the meeting to discuss policies and collaboration between SEC and SET is held on a quarterly basis according to the integrated collaboration
apply for an applicable license with SEC. In this regard, SEC adopts the regulations on business conducting for “Digital Asset Investment Advisor” and “Digital Asset Fund Manager” purporting to ensure
. Por. 5964/2562. On 22 December 2020, the Appeal Court rendered the judgement,* opposing the Civil Court’s decision. In this regard, the defendant is required to pay civil penalty twice the amount of
share price and trading volume against normal market conditions. In this regard, SEC has found that one of the factors for such trading irregularity was that the true free float of DELTA shares was low
country as well as the additional requirements specified in the MoU and such mutual fund shall be offered through local distributor(s) approved by the host country. In this regard, the supervisory