types.Furthermore, the forced sale of collaterals in the form of investment units may lead to a decline in the net asset value per unit, potentially triggering the redemption of other investment units. Legal risk may

sell the aforementioned assets and that any future sale of these assets would be executed in compliance with the governing regulations. Later on 19 January 2024, NUSA notified the exercise of the legal

the SEA and Section 86 of the Penal Code.  The SEC has therefore filed the criminal complaint against the four offenders aforementioned with the DSI for consideration of further legal action

accounting, legal and tax areas of the target investee company and the potential dilution effect.* The IFA thus advises against the approval of the proposed capital increase.  MORE will propose the capital

above with the DSI for further legal proceedings. In this regard, since the offenses relating to unfair securities and derivatives trading practices also constitute a predicate offense under the Anti

justice, respectively. In this regard, the SEC will monitor progresses in the legal proceedings and will cooperate fully with relevant agencies to support legal enforcement under the SEA after the criminal

. The SEC has therefore filed the criminal complaint against the four persons with the DSI for further legal proceedings.   Since the four persons are named in the criminal complaint, they are liable to

เสวนา Smart License and Legal Reform เรื่อง การคุ้มครองผู้ลงทุนเสียงข้างน้อย โดยมุ่งเน้นให้เกิดความโปร่งใสในการคุ้มครองนักลงทุนเมื่อเกิดกรณีพิพาทเกี่ยวกับการลงทุน และเพื่อให้นักลงทุนเกิดความมั่นใจว่าจะได้

such sanction; however, they refused to pay the civil penalty. Consequently, the SEC forwarded the case for the public attorney to bring a further legal action in the Civil Court. In this regard, a

to Mrs. Sirivipa Supantanet, SEC assistant secretary-general, the SEC has always been supportive of efforts to set up an IFEC shareholders meeting to elect new directors in order to fulfil the legal