the targets with a variety of persuasive techniques, for instance, having office located in business areas, such as Silom, Sathorn, Sukhumvit. Nonetheless, credibility was fictitious as the premise was

papers for shares issued by small and medium sized companies.?The SEC realizes underwriter?s important roles in relation to investors? investment decision making and credibility of Thai capital market. As

The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements

persons, companies, or investment products relating to securities and digital assets, as well as to verify the legitimacy of the licenses of SEC-approved businesses, which can be found in the Investor

matters can tarnish the credibility of THL management and internal audit system while connected transactions with related entities can also cause conflicts of interest, which could subsequently affect

case that any party claims to be an intermediary, either as digital asset exchange, broker or dealer, SEC suggests that investors should verify their legitimacy via the list provided on the SEC

any of investing public who have been contacted or solicited to invest in derivatives products such as gold futures and oil futures, no matter how tempting the offers are, to verify the legitimacy of

the business entities which have obtained company registration from the Ministry of Commerce have legitimacy to undertake derivatives businesses which in fact require separate licenses from the SEC

credibility to Thai capital market system significantly, this Notification is stipulated with the objective to be standard of business operation which the intermediary shall comply with. In this regard, the

procedures to determine the validity of such service providing was found. In case of another company, his observation and random count of physical inventories found discrepancy between the outstanding balance