Information _____________________________ Clause 30 An intermediary shall compile and assess a client’s information for the following purposes prior to providing services: (1) knowing the client; (2
those of securities company, securities company may not accept trading order of units of foreign collective investment scheme on the said hours and days, providing further that it shall give prior notice
used in the operation for export sales, has changed by decreased only 0.3% from sales per USD of the same period in the prior year. The main reason for sales in Thai Baht dropped was from the exchange
profit margin dropped from the prior period about 4%. Service and cost of service Revenue from service and cost of service sharply decreased when compared with the same interval of last year, resulted from
and sales of construction materials amounting to Baht 8,504.64 million, a decrease by Baht 3,381.85 million or 28.45% from the same 2 period of the prior year. Gross profit for the first six months of
marketing policies of the major products or services during the prior year by way of, for example, general comparison with competitors (numerical data not required), customers’ characteristics, target groups
submitted not less than fourteen days prior to the appointment date; (2) report on termination of appointment of fund managers which shall be submitted within fourteen days as from the termination date. The
days prior to the appointment date; (2) report on termination of appointment of fund managers which shall be submitted within fourteen days as from the termination date. The management company shall
apply for approval of major shareholder; (6)7 in cases where the applicant is a company having operated other businesses prior to the date of filing an application under Clause 7(5) or Clause 8(5), it