supporting documents via electronic system (OFAM) without the requirement for hardcopy submission to SEC; (5) Improving guidelines for supervising compliance of securities brokers and dealers of non
Bangkok, 17 May 2018 ? The SEC is seeking public comments on the principles and draft regulations under the Digital Asset Business Law to lay out guidelines for supervising offering of digital tokens
international organization established to promote collaboration between independent organizations supervising auditors and also a member of ASEAN Audit Regulators Group. In term of improvement on auditor
, Paris, former Director of the London School of Economics, will share his experience in supervising financial institutions in Europe and Euro zone crisis and solutions on the topic of Capital Markets
listed companies.Mrs. Pornanong Budsaratragoon, Secretary-General of the SEC, stated: “In the past, the SEC has placed importance on supervising listed companies and promoting good corporate governance
total assets. This is classified as class 2 of the Notification on Asset Acquisition and Disposal with the size of higher than 15% but less than 50%. The transaction value is calculated as per the
Office; [or] (2) an association relating to supervision of derivatives intermediaries, of which objectives is for promoting and supervising derivatives intermediaries, having obtained an approval [for
, of which objectives is for promoting and supervising derivatives intermediaries, having obtained an approval [for establishment] from the Securities and Exchange Commission. “mutual fund management
standard (including interbank and money market items) in the amount of Baht 192,304.8 million, increased by Baht 13,406.4 million or 7.5% from the end of the year 2019. Loans to Customers Classified by