of conflicts of interest, internal control and receipt and delivery of fund assets. The consultation paper is available at www.sec.or.th/hearing. Stakeholders and interested parties are welcome to
business with custody of clients’ assets; (3) 25 million baht for undertaking securities business in the category of mutual fund management or private fund management to provide
, default of debt repayment at an amount exceeding 5 percent of the total assets, and changes to the major shareholders’ structure. To ensure that the proposed rules would not impose an excessive burden to
executives of listed companies in Thailand for the duration of the legal proceedings. Meanwhile, the managerial authority over POLAR’s assets was transferred to the receiver of the Legal Execution
Thailand regarding purchases of digital assets overseas and payments for related expenses. The intended outcome of the proposed amendment is to promote consistency and common standards of business operation
Bangkok, August 8, 2012 ? The Criminal Court found Wichai Chaisathaporn, former chairman and president of Nippon Pack (Thailand) PLC (NIPPON), guilty of misappropriation of company assets, document
and unit prices of inventories, allowance for decline in value of inventories, and impairment of assets. The auditor was unable to use other means to obtain sufficient appropriate audit evidence on the
explanation from the company directors in order to make a prudent decision on their voting. The SEC requires that any material acquisition and disposal of assets subject to the shareholders? approval must have
assets are either shares of foreign company or investment units of exchange-traded fund (ETF) listed on major exchanges.Besides, those having interest in foreign securities investment should thoroughly
และรองเลขาธิการ ก.ล.ต. ได้ร่วมเสวนาในหัวข้อ “World of Digital Assets – You Must Know” ร่วมกับ ดร.ศรพล ตุลยะเสถียร รองผู้จัดการ หัวหน้าสายงานวางแผนกลยุทธ์องค์กร ตลาดหลักทรัพย์แห่งประเทศไทย และคุณปรีชา