. Clause 6. A securities company shall establish in writing a business continuity plan covering all critical functions which at minimum shall include the following components: (1) Operational procedures for

and public utility fees Baht 277/sq.m./month Fees Total Baht 677/sq.m./month (Common and public utility fees include water supply, power supply, security system, parking, passenger lifts in the building

premises. 4) Rates of Rent : Rent Baht 400/sq.m./month and Common Common and public utility fees Baht 277/sq.m./month Fees รวม Baht 677/sq.m./month (Common and public utility fees include water supply, power

. • Purchase, development, allocation and distribution of commercial land to the company and the general both inside and outside the industrial estate. • Industrial and commercial projects for sale include

office and business premises 3 4) Monthly Rates of Rent and Common Fees : Rent Baht 400/sq.m. Common and public utility fees Baht 277/sq.m. Total Baht 677/sq.m. (Common and public utility fees include

from taking certain actions. Examples of the covenants include a. prohibition on the payment of dividends if certain conditions are met in order to prevent depletion of the issuer’s funds that are

include the following procedures: (1) gathering of evidence considered necessary for fact proving; (2) admission of evidence, explanation or opinion of the SEC Office, an alleged person or a witness or

บริษัทในเครือ ( การให้ยืมหลักทรัพย์แก่บริษัทจัดการและบริษัทในเครือ ( (ซ) หลักปฏิบัติในการจัดการลงทุนอย่างเป็นอิสระ (independence and objectivity) · 3.6 ระบบควบคุมการปฏิบัติงานภายในของผู้ขอรับใบอนุญาตที่

ทนุอยำ่งเป็นอิสระ (independence and objectivity)  3.6 ระบบควบคุมกำรปฏิบติังำนภำยในของผูข้อรับใบอนุญำตท่ีสำมำรถป้องกนั กำรน ำทรัพยสิ์นของลูกคำ้ไปแสวงหำผลประโยชนโ์ดยมิชอบอนัอำจก่อให้ เกิดควำมเสียหำยต่อ

include therein excessive transactions (churning) in the following manners: (1) refrain from soliciting or encouraging clients to enter into transactions more often than necessary; (2) refrain from entering