SEC Secretary-General Rapee Sucharitkul revealed that “the financial reports are crucial for investors’ investment decision-making. The independence of auditors, which plays an important role in
merely the commencement of the criminal justice proceedings. The process of determining whether a person has committed a legal offense involves the investigative powers of the inquiry officer, the decision
shareholders carefully study all details, seek clarfications on all related matters from the company?s management and make an informed decision based on complete and correct information before casting their vote
application for business rehabilitation. If such information is inaccurate, it may significantly affect the rights of the securities holders or shareholders or investors? decision-making. By virtue of Section
shareholders? decision making. The proposed amendments to the rules, conditions and procedures for obtaining a waiver of tender offer for all securities of a business are consistent with the takeover rules in
convergence with international standards of securities offering with an emphasis on (1) adequate and reliable disclosure of relevant information for investors? informed decision making, (2) professional roles
company?s business which was deemed as material information for investors? decision-making. He also failed to review the information on compensation paid to two directors of issuing company, resulting in
already submitted where a number of transactions had no details of either amount or price of securities. From the record, in addition, the client sometimes allowed him to make trading decision and the
decision on behalf of client, in violation of Clause 20(2) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2555 Re: Approval for Personnel of Business Operators to Perform Duties of