as requested. Clause 9. In compliance with Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or

to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on the following

office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to establish a branch office, the Office may prescribe conditions on

the law governing securities and exchange, and that its head office is able to supervise the operating system and the provision of services of the branch office. Clause 6. In granting permission to

investment scheme. “home regulator” means a regulator who has the authority to supervise collective investment schemes or CIS operators. “securities company” means a securities company that obtains the

, ThailandThe Securities and Exchange Commission, Thailand (SEC) is a public agency established under the Securities and Exchange Act B.E. 2535 (1992) with the mandate to supervise and develop the Thai capital

;">กลุ่มที่ละเลยการตรวจสอบดูแลตามสมควร (fail to supervise) ในเรื่องระบบงาน หรือการกำกับดูแล ซึ่งมีระดับโทษเริ่มต้นตั้งแต่ พัก 6 เดือน - เพิกถอน 2 ปี แล้วแต่กรณี ทั้งนี้

ธุรกิจอาจเข้าข่ายละเลยการตรวจสอบดูแลกรณีดังกล่าว (fail to supervise) จึงเรียนมาเพื่อโปรดทราบและดำเนินการต่อไปขอแสดงความนับถือ(นายรพี สุจริตกุล)

From To   Reset PEERAPAT TECHNOLOGY PUBLIC PUBLIC COMPANY LIMITED : PRAPAT Form 56-1 : Annual Registration Statements ( 0 record(s) found) Name Year Receive Date Details Data not found Form 56-2 : Annual

. ENTERPRISE PUBLIC COMPANY LIMITED : VL Form 56-1 : Annual Registration Statements ( 0 record(s) found) Name Year Receive Date Details Data not found Form 56-2 : Annual Reports ( 1 record(s) found) Name Year