allow the association to invest in certain types of securities, provided that, such investment is made in accordance with the rules issued by SEC Board; and (3) Provision regarding criminal
and subject to the penalties under Section 296 of the SEA. Therefore, SEC has filed a criminal complaint against the said persons requesting ECSD to consider legal action. Concurrently, SEC has
Bangkok, 5 January 2018 ? The SEC has filed a criminal complaint against four former and current executives of K.C. Property Public Company Limited (KC) and three associates with the Department of
The allegation is a consequence of various complaints lodged in relation to the increased debt of THB 26,000 million following EARTH’s submission of the financial statement for the first quarter
SEC plans to revise criteria on the delegation of other persons to operate a business on behalf of the operators of securities, investment management, and derivative contract business in order to
to the exchange of digital assets in the ordinary course of business outside the digital asset exchange. Additionally, 1000X promoted its service in the Thai language on a Facebook Page named 1000X
the offering of newly issued shares at a price lower than the market price to be consistent for all types of offering, and is therefore proposing to revise the principles for ESOP of repurchased shares
Lawsuit” forum provides a good opportunity for discussions and exchange of views, by which knowledge and understanding of all parties concerned can be enhanced,” said Mr. Rongrak Phanapavudhikul, SET Senior
sanctions comprise a total fine of 27,398,667 baht (a civil penalty, a compensation in the amount equal to the benefit received or is entitled to be received, and a reimbursement of investigative expenses
Public Conference ต่อเนื่อง ในวันที่ 16 มิถุนายน 2566 ภายใต้หัวข้อ “Envisioning the next horizon: A way towards connected future of capital markets” เพื่อเป็นโอกาสให้ภาคเอกชนเข้าร่วมรับฟังสัมมนาซึ่งเป็น