Bangkok, February 10, 2016 ? The SEC has filed a criminal complaint with the Economic Crime Suppression Division of the Royal Thai Police (ECD Police) against Global Consultant Co., Ltd. and Neil

.Earlier, the SEC ordered KC to have a special audit on the internal control system concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records

quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E

The Securities and Exchange Commission (SEC), led by Mrs. Pornanong Budsaratragoon, Secretary-General, along with SEC executives, made a financial contribution to the Thai Red Cross Society to assist

The current criteria require investment analysts (IA) seeking renewal of their approval to undergo a knowledge refresher by completing training or participating in eligible activities for no less

Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), along with Ms. Waratchaya Srimachand, Ms. Jomkwan Kongsakul, and Mr. Anek Yooyuen, Deputy Secretaries

Bangkok, June 21, 2016 ? The SEC is seeking public comments on a proposed revision to the annual fee rates of intermediaries in the categories of securities business, derivatives agent, asset

savings.  However, PVD could still be a success factor if all parties involved seriously learn to make the most out of this retirement savings tool,? Mr. Rapee added.    

The Securities and Exchange Commission, Thailand (SEC), the UN Women Regional Office for Asia and the Pacific and the Thai Listed Companies Association (TLCA) jointly organised a seminar titled

act caused by an external factor, {A}’s submission of false documents to the bank in order to help the client was deemed a failure to perform duties or provide services with loyalty pursuant to the