final judgement in an offense concerning property , only for a cause arising from a deceitful, fraudulent or dishonest act that results in widespread damage https://publish.sec.or.th/nrs/6529se.pdf -ร่าง
capital falls below the minimum requirement level, company must submit notification outlining cause and corrective plan to the SEC within 15 days as well as make necessary corrections within the notified
operations and management of NUSA or its subsidiaries, which will consequently cause impact to NUSA’s shareholders and investors. Further, according to the information NUSA disclosed to the investors, there
) (“the Emergency Decree”), has a financial condition that may cause damage to clients and a management structure and personnel that are deemed inappropriate and insufficient for efficient and responsible
TRITN securities by continuously placing buy or sell orders with the intention to cause the price or trading volume of TRITN securities to deviate from normal market conditions, with (4) Natthawat
in advance that UOB Asset Management (Thailand) Co., Ltd. would sell the assets of UOB8TF to C S M Capital Partners Co., Ltd. The sale would cause UOB8TF to be dissolved and the money to be averaged
different manners to manipulate the KIAT shares. In this regard, Nam, Suppawut, Sani and Yos took on the role of trading KIAT shares to cause the share price to increase inconsistently with the normal market
. Nor Por. 2/2562. Re: Determining Policies, Measures and Operating Systems concerning Acts That May Cause Conflicts of Interest with Clients of Securities Companies and Proprietary Trading of Securities
approximately 30,000 shares to more than 600,000 shares. The seven offenders conspired to cause such irregular trading activities. Sathit was the financial source for the scheme whereby Tanyapa passed along the
. The shares were traded on a continuous basis to cause the trading of such shares to be inconsistent with normal market conditions and lure the investing public to buy or sell such shares. The other 17