information about an increase of the net profit of PERM in the 1st quarter of 2016 and the 3rd quarter of 2016 by virtue of her position. Subsequently, she purchased PERM shares through her securities trading
;), knew the inside information about an increase of the net profit of TRUBB and subsidiaries between January to February 2017 and January to March of 2017 by virtue of her position. Subsequently Miss
increase of the net profit in the financial statements of 2017, by allowing Ms.Chantip to use her securities’ s trading account to purchased Univanich Palm Oil Public Company Limited (UVAN) shares in such a
bank, committed wrongful acts against the investor’s assets by using the investor’s subscription money for mutual fund investments for her own interest without executing the subscription transactions
of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore sanctioned three investment consultants as follows: 1. Suspended {A} from her
approved by the Office and have qualifications as prescribed by the Office, conduction such function. In this regard, the securities company shall comply with the rules prescribed by the Office and shall
contact and category B, as the case apply which has been approved by the Office and have qualifications as prescribed by the Office, conduction such function. In this regard, the securities company shall
. In this regard, the securities company shall comply with the rules prescribed by the Office and shall supervise the investor contacts to perform the duties in accordance with the rules prescribed by
conditions precedent before or at the same time as the merger. In this regard, on 13 March 2019, GLOW completed the sale of GLOW SPP1 Company Limited. Therefore, as both conditions precedent (1) and (2) have