://publish.sec.or.th/nrs/6564p.doc monitoring.doc Audit Firm Name: Subject : Monitoring Prepared by Date Particulars Reference /Guidance Notes Description A Monitoring the Firm’s Quality Control Policies and Procedures
=searchcontent_th~5^10000&ps=2&mm=100&qf=title_th_default&fq=key_filetype%3Adoc&start=20&rows=10 21 - 30 of 80 results Sort by: Relevance Date (Newest) Date (Oldest) 5883pe.doc Clause 14, the management company shall
results Sort by: Relevance Date (Newest) Date (Oldest) 5389se.pdf the database of directors and executives of securities issuing companies, the company shall: (1) notify the names and information via the
and Exchange https://www.sec.or.th/Documents/PHS/Main/1012/hearing352567en.pdf Translation managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment
Financial https://publish.sec.or.th/nrs/5197pe.doc 4440pe.doc wish to invest in or dispose of real estate or leasehold right of related person for the property fund, the mutual fund management company shall
uncontrollable. Clause 5. In the price compensation under Clause 4(4), the management company shall comply with the rules and procedures as follows: (1) If the incorrect unit price understates the correct unit
which are uncontrollable. Clause 5. In the price compensation under Clause 4(4), the management company shall comply with the rules and procedures as follows: (1) If the incorrect unit price understates
the Office of the Securities and Exchange Commission No. SorKhor/Nor. 7/2551 Re: Rules, Conditions and Procedures for Advertisement Related to Promotion of Sales of Investment Units and Providing of
Notification of the Office of the Securities and Exchange Commission No. SorNor. 62/2543 Re: Rules, Conditions and Procedures for Advertising of Securities Company Business for Sales Promotion and Providing of