, providing that in cases where any issues under laws of foreign jurisdiction are less stringent than Thai laws, there must be an arrangement of investor protection mechanism comparable to Thai laws;- Home
had revenue from providing services to related companies and the amount of profits with significant impact on the company?s financial statements. In addition, no record on evidence gathering or audit
close down without providing advanced notification to the SEC. The companies, however, must provide service channels for their customers, i.e., submission of trading orders through its headquarters. (2
interest of the public in Thailand under Paragraph 1 shall include any business having any of the following chrematistics: (a) distributing products or providing services to the general public, either
Paragraph 1 shall include any business having any of the following chrematistics: (a) distributing products or providing services to the general public, either directly or indirectly, through other
custody of the securities company and where the client’s account is suspended from making transactions in compliance with the rules of such securities company. For the benefit of providing reports on
suspended from making transactions in compliance with the rules of such securities company. For the benefit of providing reports on clients’ assets, payment of interest shall not be deemed as a transaction