and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis)   05/01/2005 01/04/2005 4

. 61/2543 Rules, Conditions and Procedures for Operational Control in Securities Underwriting   23/11/2000 01/01/2001 2. Notification of the Securities and Exchange Commission  KorChor. 9/2555

documents and evidences in accordance with the format and procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and

necessary or facilitate to process data completely, accurately, and effectively, such as IT equipment, applications, computer network systems, procedures, or information processing areas, etc. Chapter 1

Supervisory Board TorThor. 12/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1

Governor. During the discussion, Ms. Rattaya outlined the SEC’s procedures for handling reports of investment scams from the public and capital market stakeholders. She also emphasized the collaboration

With this manual as guidance, it is expected that the business operators will accordingly review their risk management policies and procedures and report the results to the SEC as part of their

with the Notification of the Securities and Exchange Commission No. Kor Thor. 18/2564 Re: Rules, Conditions and Procedures for Undertaking Digital Asset Businesses (No. 11), dated 10 June 2021.

relevant details to the SEC for approval (Clause 34/5 of the Notification of the Securities and Exchange Commission No. Kor Thor. 19/2561 Re: Rules, Conditions and Procedures for Undertaking Digital

2026;             (2) Increasing the bond interest rate from 5.75 percent per year to 6.00 percent per year, throughout the extended maturity period in accordance with the criteria and procedures