The Civil Sanction Committee decided to impose a civil sanction on Mr. Suphanan Rittiphairoj, IFEC director and executive at the time of the offense, in the case where he had used inside

, said: ?During the past 10 months, the SEC has successfully imposed civil sanctions on 21 offenders, either natural or juristic persons, in the total of eight cases. The offenses involved misuse of inside

The prevention and management of conflicts of interests in investment management businesses are one of SEC’s important strategies because the business structure in Thailand is financial

The prevention and management of conflicts of interests in investment management businesses is one of SEC’s important strategies  because business structure in Thailand is characteristic of

(a civil penalty and a reimbursement of investigative expenses incurred by the SEC), and a bar from serving as directors or executives in securities issuing companies or securities companies for a

evening.His action was deemed using inside information to take advantage of the others in contravention of Section 241 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) and thus liable to the penalty

Bangkok, September 13, 2013 ? The SEC revealed that the Settlement Committee imposed a total fine of 1,652,516.19 baht on Swake Srisuchart for using inside information to purchase Power Line

Bangkok, March 13, 2015 ? The SEC filed a criminal complaint with the Department of Special Investigation (DSI) against Yongyuth Ngamkaiwan and Vorapin Ngamkaiwan for using inside information to sell

Bangkok, November 27, 2013 - The SEC revealed that the Settlement Committee imposed a total fine of 10,488,534.01 baht on {A} for using inside information to purchase {X1} Plc. shares; as well as {B

Company Limited ("TOG"), purchased TOG shares through Miss Malita Limlomwongse's securities trading account. In the purchase of TOG shares, he utilized the inside information accessed by the