circumstances. However, Mr. Gunkul prepared and disclosed the report (Form 59) to the SEC office on July 23, 2021 later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026

prepared and disclosed the report (Form 59) to the SEC office on September 10, 2021 later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 13

disclosed the report (Form 59) to the SEC office on November 1, 2023 later than the specified period. SEC Act S.59 Settlement Committee Meeting No. 1/2026 Settlement Committee Order No. 14/2026 Dated 20/01

material information which has not yet been disclosed to the public. 01/04/2020 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :    

disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed with an Inquiry Official Dated 27/12/2023

STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act S.242 in conjunction with Section 83 of the Penal Code Criminal Complaint Filed

;)'s share to commit offense in using her securities trading account to sell STARK shares on February 2023 before STARK disclosed the inside information to the Stock Exchange of Thailand. SEC Act

inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities

violation of law or relevant regulations is found or false information is disclosed or material information is concealed, the SEC would be able to take further action by virtue of the Securities Law.     The

for the client in acquiring KARAT?s shares from its major shareholder and launching a tender offer to delist KARAT from the Stock Exchange of Thailand (SET), before the information was disclosed to the