granting of an approval under this Section shall be in accordance with the rules, conditions and procedures, and subject to the payment of fees, as specified in the ministerial regulations.

documents and evidences in accordance with the format and procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and

Exchange Commission together with supporting documents and evidences in accordance with the format and procedures provided by the Office of the Securities and Exchange Commission in the electronic

No. TorThor. 45/2553 Re: Rules, Conditions and Procedures for Applying for Permission and Granting of Permission to Securities Company to Establish Branch Offices (No. 2) _____________ By virtue of

of 31 March 2018 , it is not required to comply with the Notification of the Stock Exchange of Thailand Re: Rules, Procedures and Disclosure of Acquisition and Disposition of Assets of Listed Companies

and Procedures for Appointment of Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (Synopsis)   05/01/2005 01/04/2005 4

. 61/2543 Rules, Conditions and Procedures for Operational Control in Securities Underwriting   23/11/2000 01/01/2001 2. Notification of the Securities and Exchange Commission  KorChor. 9/2555

documents and evidences in accordance with the format and procedures provided by the Office of the Securities and Exchange Commission in the electronic operational system of the Office of the Securities and

necessary or facilitate to process data completely, accurately, and effectively, such as IT equipment, applications, computer network systems, procedures, or information processing areas, etc. Chapter 1

Supervisory Board TorThor. 12/2555 Rules, Conditions and Procedures for Operational Control in Underwriting of Securities (No. 2) http://capital.sec.or.th/webapp/nrs/nrs_main_search_en.php?chkPost=1&chkNo=1