eliminating obstacles for issuing companies while maintaining proper protection and fairness in allotment of securities for investors. Also, rules on prevention of conflict of interest arising from securities
Verify เพื่อให้ระบบตรวจสอบขอ้มูลก่อนส่ง (Simple Validation) ถำ้ไม่พบขอ้ผดิพลำดในขั้นตอน Simple Validation ระบบจะแสดงขอ้ควำม “Your selected report on ….. passed validation, please press submit to continue
The Securities and Exchange Commission (SEC), represented by the Capital Market Education Department, collaborated with representatives from the Deposit Protection Agency (DPA) and the Bank of
Organization.The Securities and Exchange Commission (SEC), led by the Capital Market Education Department, collaborated with representatives from the Fiscal Policy Office (FPO), the Deposit Protection Agency (DPA
SEC’s role in educating the public about investment scam protection and highlighted key preventive measures, including collaborating with social media platforms to block investment scam accounts and
, which was presided over by Mr. Krisada Chinavicharana, Deputy Finance Minister, on 10 November 2023. This year, the SEC booth was set up under the theme, "Sustainable Investment & Self-protection for Well
SEC Secretary-General Ruenvadee Suwanmongkol said “SEC prioritizes the protection of investors against fraudulent solicitations, which is one of the core policies of SEC. Therefore, we started
, in the aspect of investor protection, the proposed regulation requires that Thai listed company offering ESOP must comply with criteria for existing shareholder protection (i.e. dilution effect). In
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
Version Revision การปรบัปรงุ วนัทีป่รบัปรงุ วนัทีม่ผีล รายละเอยีดการปรบัปรงุ คร ัง้ที ่1 30 ม.ค. 63 1 ก.พ. 64 1. เพิม่รปูแบบและเงือ่นไข validation รวมทัง้ชดุ code ประเภทความเสีย่ง ของแบบรายงาน