. Selling agent must comply with specified criteria, for example, selling agent must examine investor?s characteristics before offering for sale of the product to ensure that the offer has been made to

mutual fund) Redemption Form without providing services in such capacity, nor did she examine the unit holding report of the customer's fund investment portfolio before the customer's partial unit

audit on the internal control system concerning the B/E issuance, related receipt and payment transactions, and the company's accounting records practice. In addition, KC must examine the issue raised by

company accounting period. TTA will examine whether the shareholders? request and shareholding of each requesting shareholders is accurate before proceeding in accordance with relevant laws and

advisors, and derivatives business operators are required to report suspicious transactions as specified by the law to the AMLO; which has the power to examine the report and information relating to

) และ Stakeholder Service Portal (ศูนย์บริการแบบครบวงจรสำหรับผู้ประกอบธุรกิจในตลาดทุน) เพื่ออำนวยความสะดวกในการขออนุญาตและรายงานข้อมูลต่าง ๆ - การให้บริการข้อมูลตลาดทุน เช่น SEC Check Tools ศูนย์รวม

. Additionally, the SEC has been raising awareness among investors through various media and providing tools for verifying information before making investment decisions, such as the "SEC Check First" application

. ร่วมออกบูธเพื่อให้ข้อมูลเกี่ยวกับบริการด้านดิจิทัลให้แก่ประชาชนและผู้สนใจระดมทุน อาทิ การระดมทุนในรูปแบบ ICO crowdfunding การให้บริการเชื่อมต่อข้อมูล SEC API และการแนะนำแอปพลิเคชั่น SEC Check First รวม

Ms. Mutita Nilsawad Ms. Mutita Nilsawad, an assistant managing director for marketing and public relations of S.E.C. Auto Sales and Services Plc. (SECC) with the power to sign company check or

Plc. (SECC) with the power to sign company check or withdrawal slip, failed to make proper verification before he jointly co-signed company payment checks or withdrawal slips in advance with another