Limited (RASA)*, whose names and offenses are as follows:(1) Mr. Rapi Pinijchob disseminated false statements, (2) Ms. Chanthani Thanompongchat took advantage of inside information to buy RASA shares and
mix and 2017 carry over benefit of $700K from Japan perpetual license deal. Corrective actions and controls are in place to mitigate rising labor costs and improve forecasting and purchasing practices
environment higher food costs, changing product mix and 2017 carry over benefit of $700K from Japan perpetual license deal. Corrective actions and controls are in place to mitigate rising labor costs and
appointed working group. The BCP as such should be kept at place of business, either inside or outside. The BCP shall cover all critical business functions of companies, including a critical operational
, companies shall arrange BCP in a written and obtain an approval from senior management and the Board or the appointed working group. The BCP as such should be kept at place of business, either inside or
ทราบขอมูลภายในของบริษัทกอนการเปดเผยขอมูลตอสาธารณชน (“inside information”) เมื่อเขามาเปนกรรมการ ผูบริหารและผูสอบบัญชีของบริษัทที่ออกหลักทรัพยเสนอขาย ตอประชาชนแลวตองมีหนาที่รายงานการถือหลัก
changed to be Daol Securities (Thailand) Public Company Limited.** The performance of duties as the financial advisor for TIGER IPO is the first deal after the SEC 2-year suspension (30 June 2016 - 29 June
benefit at the expense of their clients. It is the duty of each and every securities firm to deal with its clients in a fair and honest manner and must take a prompt and appropriate action once it becomes
; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of
other than an institutional client; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities