Commission No. KorThor. 4/2543 Re: Custody of Client Assets of a Securities Company By virtue of Section 14 and Section 98(3) of the Securities and Exchange Act B.E. 2535 (1992), the Securities and Exchange
segregation of assets under Clause 17: (1) money; (a) segregated by depositing with commercial bank or other bank established under the specific law or investing in promissory note issued by a finance company
competition with the management company’s operation, unless the management company can show that its organizational structure does not cause any conflicts of interest or has established effective policy and
company and shall include any juristic person established by a specific law with an objective to undertake businesses; Chapter 1 Appointment of Property Fund Manager ______________________ Clause 3. In
issued by a commercial bank, a commercial bank established under specific law, or a finance company; (c) Treasury bill, government bond, Bank of Thailand bond and the Financial Institutions Development
commercial bank, a commercial bank established under specific law, or a finance company; (c) Treasury bill, government bond, Bank of Thailand bond and the Financial Institutions Development Fund bond; (d
_____________ By virtue of: (1) Clause 1(9) of the Notification of the Securities and Exchange https://publish.sec.or.th/nrs/4245pe.doc Translation established under following Notifications: (1) Notification of
/EN/Pages/News_Detail.aspx?SECID=6274 SEC hearing on REIT lending rules theirs. In the case of REIT, a subsidiary means a company in which REIT invests indirectly through shareholding and which holds
Companies dated 29 June 2006. Clause 2 In the Notification: “ electronic data ” means data that are created, sent, received, stored or processed through electronic procedures; “ securities company reporting