Keeping of Clients’ Assets Clause 12 A securities company shall prepare records of each client’s assets under its custody in a separate account from any other asset account of the securities company and

records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The

records of each client’s assets under its custody in a separate account from any other asset account of the securities company and categorize as a margin account or a cash account, as the case may be. The

to receive assets proven by evidence to be the client’s assets under possession of an intermediary under receivership by court order, the person with the proceeding power shall segregate and manage the

receive assets proven by evidence to be the client’s assets under possession of an intermediary under receivership by court order, the person with the proceeding power shall segregate and manage the

receive assets proven by evidence to be the client’s assets under possession of an intermediary under receivership by court order, the person with the proceeding power shall segregate and manage the

least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized

least separate a staff who prepares client’s assets account from staff who keeps the client’s assets, and specify that the transfer of the client’s assets each time must be approved by an authorized

its own capacity and any property in its possession . In cases where the trustee manages several trusts, the trustee shall segregate the trust property of one trust from https://www.sec.or.th/TH

สินพิเศษโดยให้รวมถึงหนี้สินรายการอื่น ๆ ที่ผู้ประกอบธุรกิจได้แยกทรัพย์สิน (segregate) ไว้รองรับการชำระหนี้สินดังกล่าวไว้อย่างครบถ้วนตลอดเวลา เช่น เงินค่าขายหลักทรัพย์ ซึ่งถูกหน่วยงานของรัฐสั่งระงับมิให้