The SEC announced that the Excellent rating under the 2025 qualitative assessment framework of the CRMS was awarded in the area of budget expenditure, specifically for the purchase, sale, and licensing of computer software under the Microsoft Enterprise Agreement. With regard to the assessment results, the SEC was evaluated by the PACC to demonstrate the SEC’s commitment to advancing and prioritizing the assessment of corruption risks within the organization. The SEC was notified of the a...
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) และสมาคมบริษัทหลักทรัพย์ไทย (ASCO) ร่วมจัดงานสัมมนา SEC 2024 Supervision Approach and Risk Management Guideline เพื่อเสริมสร้างความเข้าใจ
services provided by DA operators for their risk assessment and decision making, since digital assets are created on blockchain technology with storage in digital wallets, a means of storing different
operators had liquidity problems and risks exposure on their asset keeping, the SEC, on 30 December 2022, had therefore instructed DA operators to provide their clients with information disclosure and risk
Bangkok, January 12, 2015 ? The SEC imposed suspension on {A}, a former capital market investment consultant of Maybank Kim Eng Securities (Thailand) Plc., for failure to disclose specific risk of
Facebook Page ชื่อ Low risk investment - ยังไม่ได้รับใบอนุญาตธุรกิจหลักทรัพย์/สัญญาซื้อขายล่วงหน้า (วันที่เปิดเผยข้อมูล : 20/02/2567)