Previously, the SEC revised the criteria for determining persons deemed to be major shareholders of securities and digital asset business operators (“business operators”) requiring approval, with a view to better reflect the ultimate controlling persons. The revised criteria have been effective since 4 March 2026.*The SEC considers the “source of funds” or “financial supporters” of major shareholders of business operators to be another important issue, as any involvement of such sources...
auditor, which impose requirements for information technology governance and auditing of audit firms by IT specialists to ensure that risk management in the use of information technology in audit firms
Performances of K Companies and Muang Thai Life Assurance PCL 28 4.6 Capital Requirements 29 4.7 Credit Ratings 30 5. Operations of Support Groups 32 5.1 Human Resource Management 32 5.2 IT Management 34 1 1
Rules, Conditions, and Procedures for Securities Underwriting
securities company shall prepare financial statements of the private fund pursuant to its actual conditions, and shall comply with the rules, conditions and procedures specified by the notification of the SEC
meeting did not meet the quorum requirements as specified in the terms and conditions. Therefore, the company will re-convene the bondholders’ meeting electronically on 21 February 2025 at 14.00 hours to