Notification Requirements (section 109) OTC Securities Brokers (section 113) Conduct Regulation of Securities Broker-Dealers (section 113) Revocation of License (section 147) Service Outsourcing Guide for
shareholders? decision making. The proposed amendments to the rules, conditions and procedures for obtaining a waiver of tender offer for all securities of a business are consistent with the takeover rules in
meet the quorum requirements as specified in the terms and conditions. Therefore, the company will re-convene the bondholders’ meeting electronically on 5 March 2025 at 14.00 hours to consider the
the issuer. Nonetheless, the issuer must maintain its qualifications and compliance with approval conditions as well as disclosure requirements all through the program; unless otherwise, the approval
requirements on qualifications of each type of licenses will also be adjusted accordingly to ensure that the salespersons will have proper knowledge of the products they offer. Additionally, to increase the
Re: Exemption from the Requirements to Submit Registration Statements for the Offer for Sale of Debt Securities
. 34/2553 Re: Rules, Conditions and Procedures for Liquidation of Mutual Funds (No. 2) By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and
During March – April 2025, the SEC conducted a public hearing on draft regulations concerning requirements for business operators unable to maintain net capital, client asset safeguarding, and the