to buy and sell Filter Vision Public Company Limited (“FVC”)’s shares in a manner that manipulated FVC’s share price. This behavior constituted dishonest and unethical conduct, and failed to properly
Zipmex Company Limited Zipmex disseminated or certified statements that were materially misleading in regarding the trading price of digital assets, in such manner that is likely to have an impact on
Miss Monsicha Ounpipat In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed
Limited (RPC) that may be materially misleading about JCKH and RPC in such a manner that is likely to affect the price of JCKH and RPC shares or decision making on JCKH and RPC shares investment. 13/12
(RPC) that may be materially misleading about JCKH and RPC in such a manner that is likely to affect the price of JCKH and RPC shares or decision making on JCKH and RPC shares investment. 13/12/2021
business strategies and policies across the value chain in a concrete and sustainable manner.
operator’s proprietary trading shall arrange to have systems for administrative management and management of risk which could arise from such investment, at least in the manner in accordance with the guideline
a prompt and efficient manner. In the case of Stark, the SEC has continued its law enforcement according to its authority. In addition, the SEC cooperated and followed up with DSI and other relevant