Facebook page "Gold Information Support" : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2025)
SEC Secretary-General Ruenvadee Suwanmongkol said: “The auditing context has evolved significantly over time. The SEC thus revises the requirements on approval of auditors in the capital market
Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System ท่านยังไม่ได้ Register กรุณากรอกข้อมูลเพื่อลงทะเบียน กรุณากรอกข้อมูลเพื่อลงทะเบียน ประเภทบัตร
Online Registration and Approval System (ORAP) ระบบให้ความเห็นชอบ Online Registration and Approval System Username (E-mail or ID No.) : Password : ประกาศนโยบายความเป็นส่วนตัว
Bangkok, 1 February 2018 - The SEC has suspended approval for two securities investment consultants of KASIKORNBANK PCL. (KBANK) for failure to perform duties with responsibility and professional due
Bangkok, July 4, 2016 ? The SEC has revoked the approval of two capital market investment consultants, namely Ms. Panita Autthasereevong and Ms. Nitchawan Singkham, for 10 years each, starting July 1
Bangkok, July 17, 2013 - The SEC revoked approval as well as disclosed inappropriate behavior of {A}, a capital market investment consultant of Kasikorn Securities Plc. Following the report from
Bangkok, April 11, 2013 - The SEC revoked the approval of investment consultant {A} of Finansia Syrus Securities Plc.Following client complaints, the SEC upon investigation found that {A} had agreed
Bangkok, November 20, 2012 - The SEC revoked approval of three investment consultants, namely (1) {A} of Sicco Securities PLC, (2) {B}, then an employee of Asia Plus Securities PLC, and (3) {C}, then
Bangkok, November 29, 2013 - The SEC imposed a one-month suspension of approval on {A}, a securities investment consultant of Phatra Securities Plc., effective from November 29, 2013.This follows a