Mutual Fund Investor ( 4 record(s) found) No. Report Name Data File As of Data Definition 1 Value and Number of Fund Investors Classified by Type of Investors Quarter 2/2023   2 Value and Number of Fund

Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital

fair value through profit or loss (FVTPL)”(Classified as debt instruments according to accounting standard). Given on May 11, 2020, the Federation of Accounting Professions passed the resolution on the

The TouristDigiPay sandbox opens for DA business operators regulated by the SEC to collaborate with e-money service providers regulated by the Bank of Thailand (BOT) to offer services for foreign

Printable Format - Laws and Regulations Derivatives Dealer |- Definitions (Section 3) |- Licensing / Registration (Section 16) | - |- Licensing | - |- Activities NOT deem TO be classified AS

categorized by issues 2022   3 Action on financial statements of listed companies 2022   4 Action on approved persons 2022   5 Aggregate complaints data 2022   6 Investigations classified by types of offences

the amount of Baht 718.2 million or decreased by 818.2% when compared to the first quarter of 2019 of which the reserve was at Baht 100.0 million as regulated by the previous standard. The said reversal

the SEC and the exploration of applying these guidelines to enhance the OIC’s technology risk control supervision over regulated business operators. The event took place on 26 June 2024 at the SEC

awareness of the importance of cybersecurity plan, work system stability and data protection. Co-organized by the SEC and the regulated entities, the cyber drill activities were conducted by experts from the

Printable Format - Laws and Regulations Investment Advisory |- Licensing/Ministerial Regulation |- Activities not deem to be classified as operating securities business |- Business Operation Rules