affecting the price or volume of the securities, and placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be
price or volume of the securities, and placing trading orders or trading securities on a continued basis with an intent to cause the price or the volume of such securities trading to be inconsistent with
as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of
and the changes to such holdings (Form 59-2) within March 11 and March 18 2020. In cause of ADELFOS COMPANY LIMITED, the company in which Mr. Thapana , holds more than 30% of shares and has the highest
and the changes to such holdings (Form 59-2) within March 11 and March 18 2020. In cause of ADELFOS COMPANY LIMITED, the company in which Mr. Pranote , holds more than 30% of shares and has the highest
competent officer without a reasonable cause or excuse. This case is in the process of inquiry by the inquiry official. DAB Act S.75 Criminal Complaint Filed with an Inquiry Official Dated 07/09/2022
of information requested by the competent officer without a reasonable cause or excuse. This case is in the process of inquiry by the inquiry official. DAB Act S.75 Criminal Complaint Filed with an
Miss Monsicha Ounpipat In 2022, Mr. Komen Niyomvanich colluded with Miss Monsicha Ounpipat in a manner that is likely to cause a disadvantage to the mutual fund. Mr. Komen, a fund manager, possessed
gains for himself or another person and cause damage to POLAR. The public prosecutor has ordered the termination of a prosecution. SEC Act S.310 312 308 in conjunction with section 80 of Penal Code and