delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business in the category of

operation; (7) Every delegatees that have been delegated by the management company to operate on its behalf should be supervised except for juristic persons holding a license to undertake securities business

Notification shall come into force as from 16 June 2021. Clause 2 In this Notification: “collective investment schemes” means foreign collective investment schemes authorised and supervised by the home regulator

operations. Directors, executives, and employees, as well as related parties of the agencies under supervision, whereby the SEC Office has supervised and inspected the risks related to their business

has arranged an efficient disclosure system to ensure that the material information on REIT has been disclosed correctly and completely, and REIT manager has supervised the compliance with such

รเงินจนถึงขั้นลม้ละลำย ประเทศสมำชิกตอ้งด ำเนินกำรตำม กระบวนกำรลม้ละลำย (Bankruptcy proceeding) ต่อกิจกำรดงักล่ำวตำม Directive ท่ีก ำหนดไวส้ ำหรับ กิจกำรประเภทนั้น ๆ และในกรณีท่ีเป็นธุรกิจสถำบนักำรเงิน

of March as per the Ministry of Education’s directive. Food Business International catering business by Epicure Catering (ECC) has been ceased operation since February (in Vietnam) and March (in

Changes in Computer Systems relating to Trading Services with respect to Derivatives __________________ Clause 27 To ensure that the overall business operation of a derivatives exchange is supervised in an

said acts; (3) a provision of law, rule, by-law, notification or directive under law on derivatives or law on trust for transaction in the capital market which is considered that the alleged person has

subsidiaries is disclosed accurately and completely, and has supervised compliance with such disclosure system; (3) The Company has provided an efficient internal control system, supervised compliance with the