received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on behalf of client and seeking benefits from the client during the performance of duties

as she allowed Suthee to submit securities trading orders for the client's securities account. She also received incentive payments from such trading. Trading securities on behalf of the client and

prices in the approximate periods that caused the client to suffer loss, eventually. {A} received large incentive amount; over 90 percent of which was from the account of this client. Trading securities on

the same quarter of prior year by Baht 3.50 million or equivalent to 114.38%, mainly due to increasing of advertising and promotion expenses – CLMV by Baht 2.05 million and incentive expense Baht 1.68

ตนเอง โดยกู้เงินจากผู้ลงทุนเจ้าของบัญชีเพื่อชำระค่าซื้อหลักทรัพย์ ซึ่ง {ก} และ {ข} ได้กระทำความผิดดังกล่าวต่อเนื่องเป็นเวลานานและได้รับประโยชน์เป็นส่วนแบ่งค่านายหน้าซื้อขายหลักทรัพย์ (incentive) จากการใช้

investment in open-ended fund. 3. Cost of service decreased 5,244,224 baht compared to the same period of the last year mainly from the decrease of personnel costs such as salary and incentive. 4

จากกําไรในการลงทุนระยะส้ันในกองทุนเปด 3. บริษัทมีตนทุนการใหบริการลดลงจากงวดเดียวกันของปกอน 1,360,678 บาท โดยเปนการลดลงของตนทุนเกี่ยวกับพนักงาน เชน คาแรงจูงใจ (Incentive) และโบนัส ลดลง 4

salary and incentive. 4. Administration expenses increased 398,927 baht compared to the same period of the last year mainly from expenses related to IPO of the Company’s new shares. 5. Corporate tax

investment interest. 3. Cost of service decreased 7,592,861 baht compared to the same period of the last year mainly from the decrease of personnel costs such as salary and incentive. 4. Administration

% respectively. This is because of increasing in incentive and profit sharing from average daily turnover increased, while salary decreased. 2. The Consolidated and the separated statements recorded fees and