accounts and documents, and also prepared incorrect accounts with intention to deceive others about those fraudulent actions.Previously, the SEC had received complaint concerning POWER-P?s suspicious

Bangkok, December 17, 2015 - The SEC has filed a criminal complaint against {A}, former managing director of Ramkhamhaeng Hospital Public Company Limited (RAM), with the Department of Special Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting wrongful acts against RAM documents.The SEC found that {A}, then RAM managing director responsible...

Instagram "Investors await economic data" : Unlicensed securities and derivatives business (Disclosure Date : 25/08/2025)

(BAAC) for a knowledge sharing session on “Data Governance.” The purpose of the visit was to study the SEC’s data governance practices, particularly the application of technologies in both governance

TISCO ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 18/03/2024 - 26/03/2024

Mr. Phuchphong Nodthaisong, Deputy Permanent Secretary of Ministry of Digital Economy and Society (MDES), as acting Secretary General of Personal Data Protection Commission (PDPC), said: “The

Currently, the existing regulations regarding compensation for incorrect calculation of investment unit values require AMCs to compensate by reducing the number of units held by the buyers or the

submission of an incorrect 56-1 One Report for the year 2022 and the disclosure of false information or concealment of material facts that should have been disclosed, in violation of Section 56(3)(4) and

ลงทุนหรือราคาหน่วยลงทุนไม่ถูกต้อง (incorrect pricing) เพื่อให้ บลจ. มีความยืดหยุ่นในการบริหารจัดการกองทุนมากขึ้น ขณะที่ผู้ลงทุนยังได้รับการคุ้มครองอย่างเหมาะสมและไม่เสียประโยชน์อันพึงได้รับ และเปิดรับฟัง

เพื่อปรับปรุงหลักเกณฑ์ Incorrect Pricing ให้ยืดหยุ่นมากขึ้น