Following a client’s complaint and SEC’s further investigation, it was found that during 20-27 September 2018 {A}, as investment consultant of the client, failed to inform the client of the liquidity problem of an issuer of bills of exchange, which was material information for investment decision making of investors. Her misconduct was deemed failure to give advice or information to investors correctly and completely and without sufficiently notifying or giving information that was import...
incorrectly, and failing to disclose material information to support an investor's decision making.Following a client complaint, the SEC made further investigation and found that in May 2016 {A}, then working
company has incorrectly recorded some accounts. In addition, the SEC?s review of such financial statements along with NIPPON information released through the Stock Exchange of Thailand indicate that there
within the period specified in Paragraph 2 shall pay an additional fee at twenty percent of the fee paid incorrectly or incompletely. Clause 8 This Notification shall come into force as from the following
responsible for disclosures information, considered and ensured information in this disclosure that is prepared without any incorrectly significant information. The Company certifies that the information
Enterprise Public Company Limited is responsible for disclosures information, considered and ensured information in this disclosure that is prepared without any incorrectly significant information. The Company
any incorrectly significant information. The Company certifies that the information provided on this disclosure is accurate with careful consideration for the benefits to shareholders transparently
of an investment unit. Clause 14 In cases where an investment unit value of a closed-end fund is calculated incorrectly and the incorrect value has been announced, or an investment unit price of an