notifications to enhance clarity, as well as to include additional responsibilities for debt issuers to align with the principles outlined in other notifications. For example, requiring financial statements be
period. Additionally, the definition of Qualified Subordinated Debt has been revised to include provisions requiring business operators to defer principal payments and cancel or defer interest or any
and the overall capital market. Additionally, this will provide business operators with a comprehensive view of the data, enabling better risk management. Furthermore, the amendments include setting
Determination of Definitions in Notifications Relating to Issuance and Offer for Sale of Debt Securities (No. 2)
Repeal of the Notifications related to Operation of Securities Business and Derivatives Business by Securities Company and Derivatives Intermediary
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
The Repeal of Notifications related to Operation of Securities Clearing House, Central Securities Depository, Derivatives Exchange and Derivatives Clearing House
; (3) An issuance and offering of high-risk debt securities must clearly include the term, "High-Risk Bond" in the name of the securities. Additionally, a warning statement must be provided to investors
parties can download the Sustainability-themed Bond Offering Manual as well as notifications of related regulations from the SEC website: https://www.sec.or.th/TH/Pages/LawandRegulations/ResourceCenter
. Others include preparation of financial statements, methods to contact and service customers with identification of customers’ real identities or real beneficiaries, evaluation of customers’ investment