“bondholders’ representative,” who serves as a crucial mechanism for safeguarding and advocating for bondholders. The bondholders’ representative is required to comply with the Securities and Exchange
information on the e-wallet used for safeguarding clients’ assets and details of transfer or withdrawal transactions of digital assets. However, Zipmex and Akalarp did not comply with the Competent Officer’s
In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary
objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are fair, efficient and transparent; and the reduction of systemic risk.3 Quality and integrity of
a securities business, of which objectives is for promoting and developing securities business, having obtained an approval to establish from and having registered [such establishment] with the SEC
Institutional Investor, Ultra High Net Worth Investor and High Net Worth Investor. “association” means: (1) an association relating to a securities business, of which objectives is for promoting and developing
confidence in the capital market and protecting investors through appropriate strategies. She emphasized the "Preventing, Deterring, and Suppressing" measures for more effective regulatory oversight and
At today’s press conference to announce the SEC Strategic Plan for 2025 - 2027, Deputy Prime Minister and Minister of Finance, Mr. Pichai Chunhavajira, delivered a keynote speech on “Developing
, independent analyses and opinions by CRAs.2 This, in turn, is designed to promote the three core objectives of securities regulations identified by IOSCO: the protection of investors; ensuring that markets are