-active in further developing our financial market infrastructure. Our efforts should focus on an integrated development of key components encompassing the equity market, the bond market, the derivatives

that users be accountable for safeguarding their user IDs, passwords, and any personal information that may be potentially used to request a change of the user IDs and passwords. 23 5.4. System and

for safeguarding their user IDs, passwords, and any personal information that may be potentially used to request a change of the user IDs and passwords. 5.4. System and Application Access Control

messages on knowledgeable investing and protecting oneself from falling victim to frauds and scams.     Under the IOSCO guidelines, international regulatory agencies jointly promote and endorse the financial

system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so.  In addition, the SEC has sent a circular to all

strong investor protection scheme possible. According to SEC Secretary-General Ruenvadee Suwanmongkol, “Protecting investors is one of SEC’s main tasks. SEC has put in place a system to receive

given more responsibilities in protecting investors’ rights to investment advice and quality information in the form of financial statements or otherwise. For example, listed companies must comply with

and expecting fair procurement and contracting, including fair contract or agreement conditions, providing access to training, developing potential and enhancing production and service standards in line

© OECD 2015 5 I) Ensuring the basis for an effective corporate governance framework; The chapter emphasizes the role of corporate governance framework in promoting transparent and fair markets, and the

achieve three core objectives of securities regulations: (1) protecting investors, (2) ensuring that markets are fair, efficient and transparent, and (3) reducing systemic risks. IOSCO Principles comprise