Bangkok, June 30, 2016 ? The SEC has become one of the first signatories to the Memorandum of Cooperation on the Establishment and Implementation of the Asia Region Funds Passort (MoC), which
During the meeting with Mr. Renaud Meyer, UNDP resident representative to Thailand who has begun his term since 26 March 2019, SEC Secretary-General Ruenvadee Suwanmongkol reaffirmed SEC’s readiness to cooperate with UNDP in driving towards Sustainable Development Goals within 2030, and to implement the National Action Plan on Business and Human Rights (NAP) the first phase 2019 – 2022. The NAP will further demonstrate the SEC role in promoting and supporting the business sector’s consideration...
each other both at the bilateral and multilateral levels over the past several years. The MOU signed today thus marks a significant milestone in enhancing capital market cooperation between the two
Executives and representatives from key public and private agencies such as the Thai Listed Companies Association, Tisco Financial Group Public Company Limited, the Thai Institute of Directors Association, PricewaterhouseCoopers ABAS Limited, Deloitte Touche Tohmatsu Jaiyos Company Limited and Kasikorn Asset Management Company Limited participated in a discussion on preparation and disclosure in accordance with the new CG Code. Participants from more than 250 listed companies were in atten...
The meeting will be held on 13-15th June 2023 at Centara Grand and Bangkok Convention Centre at Central World. In conjunction, the SEC Thailand will also hold the SEC Thailand Public Conference on 16th June 2023 under the theme “Envisioning the next horizon: A way towards connected future of capital markets”. Securities regulators, financial experts, associations, and industry participants will be joining a series of panels. More than 400 participants are expected to attend the event....
The MoU, to leverage the expertise of and partnership with each signatory for achievements, aims to establish a solid foundation for financial literacy in the educational system through (1) development of the Financial Competency Framework for Educational Purpose to be adopted as a guideline for appropriate teaching and learning management at each education level, (2) identification of a set of key and necessary knowledge and skills required for financial literacy to be further developed into cu...
Bangkok, October 30, 2012 ? The SEC requires advertisement on marketing campaign for selling mutual fund investment units clearly provide the fund?s information and avoid giving too much information on the giveaways. As from October 26, 2012, asset management company, brokerage firm and LBDU operator which hold marketing campaign must emphasize on the information necessary for investor?s decision. Non-compliance may cause the advertisement to be ceased or revised.Advertisement on selling of m...
deadlines and allows business operators and regulated companies to request additional extension for the SEC’s consideration on a case-by-case basis. The details are as follows: 1. Securities companies
PRINCIPAL ASSET MANAGEMENT COMPANY LIMITED|Feeder Fund | Offering Date : 19/02/2018 - 27/02/2018
SEC has prepared a questionnaire surveying preparedness toward the Personal Data Protection Act, B.E. 2562 in April 2020 for self-assessment of 276 organizations under its supervision. Based on the results, 192 firms responded, scoring 70% total preparedness in personal data protection.Business operators, who need to accelerate their preparedness for the Personal Data Protection Act, have been advised by SEC to accelerate the following, four main issues.(1) Considering appropriate legal b...