ชื่อผู้ได้มา/จำหน่าย :?PACIFIC HARBOR ADVISORS PTE,LTD. | ประเภทหลักทรัพย์ : หุ้น | วันที่มีหน้าที่ : 23/11/2552

meeting aimed to communicate the expectations, revised regulatory framework, and the operational guidelines for the compliance unit of ICO portals. Approximately 30 participants attended, including senior

’ inquiries on the matter, as well as to communicate the facts clearly to their customers.In this regard, investors are advised to follow updates and information via the SEC’s website and Facebook page, as well

Printable Format - Laws and Regulations Derivatives Advisors |- Registrar and Licensing |- Activities not deem to be classified as operating securities business |- Business Operation Rules |- Capital

e-service Online Submission See canceled document Derivatives Advisors >> Capital Adequacy Requirements   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the

first assessment, all listed companies are expected to achieve Level 1, signifying intent to comply with laws and regulations with ability to communicate with all stakeholders.Vorapol Socatiyanurak, SEC

exchange. The two parties also discussed the enhancement of fundraising supervision and the roles of financial advisors to ensure that the aforesaid companies will be able to grow sustainably while complying

ในการจัดพอร์ตการลงทุนแบบออนไลน์โดยใช้โปรแกรมคอมพิวเตอร์ (robo-advisors) นางทิพยสุดา ถาวรามร รองเลขาธิการ ก.ล.ต. กล่าวว่า ในปัจจุบัน ก.ล.ต. ทั่วโลกต่างปรับตัวรองรับความก้าวหน้าทางเทคโนโลยี โดยนำนวัตกรรม

Securities and Exchange Commission  Kor Thor. 4/2561 Maintenance of Capital of Investment Advisors and Derivatives Advisors   17/01/2018 01/04/2018   Notification of the Office of the Securities and

Mr.Yingyong Nilasena, directors and advisors, together with members of the Shareholders’ Proxy Volunteer Club, to discuss collaboration in developing and enhancing the protection of shareholders’ and