any of the following characteristics: (a) being subject to restrictions or suspension of business operations ordered by the government or regulatory authority supervising the business operation of such
registration or any other similar operations from the home regulator: (1) ASEAN collective investment scheme; (2) APEC Asia Region Funds Passport; (3) foreign ETF. 2 “ASEAN collective investment scheme” means a
process of temporarily suspending their business or suspended business operations by SEC List of company licensed Private Fund Management (Securities Company) ชื่อย่อ ชื่อ เว็บไซต์ Company Abbreviation
process of temporarily suspending their business or suspended business operations by SEC รายชื่อบริษัทที่ได้รับใบอนุญาต การจัดการกองทุนส่วนบุคคล (กองทุนส่วนบุคคล) (ประเภทบริษัทหลักทรัพย์) ชื่อย่อ ชื่อ
under the supervision of the Board of Directors. The Board of Directors shall be responsible for the company’s operations to shareholders, stakeholders and members of the public. The Board of Directors is
) reporting the operations as prescribed in sub clause (a) to (c) to the SEC Office immediately. Division 3 Prohibiting an Intermediary to Enter into a Transaction Constituting Conflicts of Interest
Market Supervisory Board concerning Outsourcing Some Operations in Securities or Derivatives Business to Others. 8 govern them to be approved person according to such requirement and control them to