Sections 300, 306, and 315 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) (as the case may be)*.As a result of the review of Mr. Nantawat’s audit work performed for the financial statements for
และความเชื่อมั่นที่สมเหตุสมผล (worst-case scenario) จากการทำธุรกรรมดังกล่าว (1) สัญญาซื้อขายล่วงหน้า รวมถึงตราสารที่มีสัญญาซื้อขายล่วงหน้าแฝง ทั้งนี้เฉพาะส่วนที่มีลักษณะเป็นสัญญาซื้อ
; (2.8) อื่น ๆ 15.45 – 16.30 Case study ประเด็นที่ได้จากการตรวจสอบ
“Risk Factors” and separate different types of risk factors into different subsections. 3. In case of offering for sales of unusually risky debt securities, highlight the riskiness of securities on the
in proportion to the value of any short sale transaction prior to making such short sale transaction, as the case may be; “client’s excessive assets” means assets of any client which exceed the amount
the Company’s newly-issued ordinary shares throughout the term of the MACO-W2 in case the Company issues and offers newly-issued ordinary shares through Private Placement at the “net price per share of
Hundred and Twenty-Four Baht). The total value of such transaction is more than 0.03 percent, but less than 3 percent of the Company’s net tangible assets, in which case, the Company is obliged to disclose
dispose the subsidiary’s machines for debt repayment to the debenture creditor. Furthermore, the subsidiary company was sued as the defendant in black case no. Por 1430/2561 to Samut Sakhon Province Court
personal loan portfolio. The Company is aware of the issues affecting overall operation, there is thus the measure to address such problems, for instance, searching for more qualified customers and improved