accessing or altering such information. The derivatives dealer shall keep the information pertaining to derivatives business undertaking under Paragraph 1 for a period of not less than five years from the
altering such information. The derivatives dealer shall keep the information pertaining to derivatives business undertaking under Paragraph 1 for a period of not less than five years from the date on which
between work units and personnel of the intermediary; (4) system for preventing conflicts of interest. Clause 6 An intermediary shall prepare and keep documents, evidence or reports related to proprietary
having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep evidentiary documentation or information supporting the reason for allocating shares to any person in the value more than 100
) and (2) by demonstrating the details on the Form 81-1 as provided on the website of the SEC Office. Clause 3/1 An offeror having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep
demonstrating the details on the Form 81-1 as provided on the website of the SEC Office. Clause 3/1 An offeror having duty as prescribed in the second paragraph of Clause 3(2)(a) shall keep evidentiary
attendance For a purpose of considering the renewal of approval for investor contacts, the Contacts and the organizer must keep the following relevant evidence: 5.1 The Contacts – the complete evidence in full