Re: Investment in Fund’s Assets (No.14)
assets such as fake stocks, real estate, precious metals, or non-existent projects. The scammers will offer "exclusive opportunities" or “insider information” that promise high returns with very low
Custody of Assets of Clients by Securities Companies
Custody of Assets of Clients by Licensed Derivatives Brokers
Custody of Assets of Clients by Securities Companies (No. 3)
Custody of Clients’ Assets by Securities Companies (No. 4)
Custody of Clients’ Assets by Securities Companies (Codified)
Rules on Entering into Material Transactions Deemed as Acquisition or Disposal of Assets
Rules, Conditions and Procedures for Approval Concerning Registration of Client’s Assets (No. 2)